SEC Form 4 · accession 0001209191-16-131864
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Tang
Officer — VP,Worldwide Discrete Products
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 2,500 | $16.92 | D | 51,613 | D | |
| Diodes Incorporated Common StockF2,F3,F4 | Jul 1, 2016 | A | 400 | $0.00 | A | 1,200 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 06/06/2013 award.
- F2Restricted stock units vest in four equal installments beginning 07/01/2017.
- F3Granted under Rule 16b-3 Plan.
- F4These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.