SEC Form 4 · accession 0001209191-16-131863
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clemente Beltran
Officer — Vice President
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 208 | $16.92 | D | 23,360 | D | |
| Diodes Incorporated Common Stock | Jul 5, 2016 | S | 13 | $17.4425 | D | 23,347 | D | |
| Diodes Incorporated Common StockF2,F3,F4 | Jul 1, 2016 | A | 1,800 | $0.00 | A | 13,851 | I | Owned By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vested restricted stock unit shares automatically sold to cover income tax for the 6/6/2013 award.
- F2Restricted stock units vest in four equal installments beginning 07/01/2017.
- F3Granted under Rule 16b-3 Plan.
- F4The amount of securities beneficially owned includes both restricted stock units and common stock.