SEC Form 4 · accession 0001209191-16-124438
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clemente Beltran
Officer — Vice President
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common StockF1,F2 | May 26, 2016 | A | 7,000 | $0.00 | A | 24,442 | D | |
| Diodes Incorporated Common Stock | May 27, 2016 | S | 825 | $17.95 | D | 23,617 | D | |
| Diodes Incorporated Common Stock | May 27, 2016 | S | 37 | $18.87 | D | 23,580 | D | |
| Diodes Incorporated Common Stock | May 27, 2016 | S | 12 | $18.9175 | D | 23,568 | D | |
| Diodes Incorporated Common StockF4 | holding | — | — | — | 12,051 | I | Owned By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest in four equal installments beginning 05/26/2017.
- F2Granted under Rule 16b-3 Plan.
- F3Vested restricted stock unit shares automatically sold to cover income tax for the 05/21/2012, 5/27/2014, and 5/26/2015 awards.
- F4The amount of securities beneficially owned includes both restricted stock units and common stock.