SEC Form 4 · accession 0001209191-16-110050
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Chi Ming Hui
Officer — VP, Analog Bus. Group/Pericom
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common StockF2 | Mar 18, 2016 | S | 4,200 | $20.007 | D | 34,577 | D | |
| Diodes Incorporated Common StockF3 | Mar 21, 2016 | S | 5,800 | $20.0142 | D | 28,777 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to previously filed 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.03, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.05, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.