SEC Form 4 · accession 0001209191-15-086012
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keh Shew Lu
Officer — President & CEO · Director
Period of report
Aug 20, 2015
Accepted (ET)
Dec 18, 2015 · 12:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Aug 20, 2015 | G | 12,600 | $0.00 | D | 90,400 | I | Revocable Trust |
| Diodes Incorporated Common StockF2 | Aug 20, 2015 | G | 7,000 | $0.00 | A | 40,550 | I | Custodial |
| Diodes Incorporated Common StockF2 | Aug 21, 2015 | G | 2,800 | $0.00 | A | 43,350 | I | Custodial |
| Diodes Incorporated Common StockF2 | Aug 24, 2015 | G | 2,800 | $0.00 | A | 46,150 | I | Custodial |
| Diodes Incorporated Common Stock | holding | — | — | — | 1,621,720 | D | ||
| Diodes Incorporated Common Stock | holding | — | — | — | 476,783 | I | Lu Grandchildren's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his grandchildren under the Uniform Gifts to Minors Act. The reporting person is custodian of his minor grandchildrens accounts. The transaction reported herein involves a transfer of 12,600 shares from the reporting persons revocable trust to the custodial accounts. The reporting person disclaims beneficial ownership of the shares held by his minor grandchildren, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.