SEC Form 4 · accession 0001209191-15-045029
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Soong
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | May 18, 2015 | M | 10,000 | $15.5422 | A | 279,625 | D | |
| Diodes Incorporated Common StockF1 | May 18, 2015 | S | 10,000 | $27.0779 | D | 269,625 | D | |
| Diodes Incorporated Common Stock | May 19, 2015 | M | 60,000 | $15.5422 | A | 329,625 | D | |
| Diodes Incorporated Common StockF2 | May 19, 2015 | S | 60,000 | $26.4335 | D | 269,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/12/05 DIOD NQSOF3 | $15.5422 | May 18, 2015 | M | 10,000 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 10,000 | 101,375 | D |
| 7/12/05 DIOD NQSOF3 | $15.5422 | May 19, 2015 | M | 60,000 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 60,000 | 41,375 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.05 to $27.14, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.22 to $26.82, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Non-qualified stock options exercisable in three equal annual installments beginning 07/12/2006.