SEC Form 4 · accession 0001209191-15-029003
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dallas White
Officer — CFO & Secretary
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Mar 20, 2015 | M | 15,000 | $27.76 | A | 79,784 | D | |
| Diodes Incorporated Common Stock | Mar 20, 2015 | S | 14,729 | $30.00 | D | 65,055 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 07/03/06 DIOD NQSO | $27.76 | Mar 20, 2015 | M | 15,000 | D | Jul 3, 2007 | Jul 3, 2016 | Diodes Incorporated Common Stock - Diodes | 15,000 | 0 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.