SEC Form 4 · accession 0001209191-15-029001
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shiao Kwang Edmund Tang
Officer — VP of Corporate Admin
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Mar 20, 2015 | M | 24,000 | $15.05 | A | 67,388 | D | |
| Diodes Incorporated Common Stock | Mar 20, 2015 | M | 28,000 | $19.28 | A | 95,388 | D | |
| Diodes Incorporated Common Stock | Mar 20, 2015 | M | 17,650 | $19.27 | A | 113,038 | D | |
| Diodes Incorporated Common Stock | Mar 20, 2015 | S | 71,029 | $30.00 | D | 42,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/21/12 DIOD NQSOF3 | $19.27 | Mar 20, 2015 | M | 17,650 | D | May 26, 2013 | May 21, 2022 | Diodes Incorporated Common Stock - Diodes | 17,650 | 17,650 | D |
| 05/24/2010 DIOD NQSOF4 | $19.28 | Mar 20, 2015 | M | 28,000 | D | May 24, 2011 | May 24, 2020 | Diodes Incorporated Common Stock - Diodes | 28,000 | 0 | D |
| 05/28/09 DIOD NQSOF5 | $15.05 | Mar 20, 2015 | M | 24,000 | D | May 28, 2010 | May 28, 2019 | Diodes Incorporated Common Stock - Diodes | 24,000 | 0 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.
- F3Non-qualified stock options exercisable in four equal annual installments beginning 05/26/5013.
- F4Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.
- F5Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.