SEC Form 4 · accession 0001209191-15-028999
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Liu
Officer — SVP, Operations
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Mar 20, 2015 | M | 13,265 | $15.5422 | A | 196,718 | D | |
| Diodes Incorporated Common Stock | Mar 20, 2015 | M | 37,361 | $15.5422 | A | 234,079 | D | |
| Diodes Incorporated Common Stock | Mar 20, 2015 | S | 44,777 | $30.00 | D | 189,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/12/05 DIOD ISOF3 | $15.5422 | Mar 20, 2015 | M | 13,265 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 13,265 | 0 | D |
| 7/12/05 DIOD NQSOF4 | $15.5422 | Mar 20, 2015 | M | 37,361 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 37,361 | 0 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.
- F3Incentive stock options exercisable in three equal annual installments beginning 07/12/2006.
- F4Non-qualified stock options exercisable in three equal annual installments beginning 07/12/2006.