SEC Form 4 · accession 0001209191-15-027595
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A King
Officer — SVP Sales & Marketing
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Mar 16, 2015 | M | 23,062 | $15.5422 | A | 66,241 | D | |
| Diodes Incorporated Common Stock | Mar 16, 2015 | S | 20,471 | $29.25 | D | 45,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/12/05 DIOD ISOF3 | $15.5422 | Mar 16, 2015 | M | 7,255 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 7,255 | 0 | D |
| 7/12/05 DIOD NQSOF4 | $15.5422 | Mar 16, 2015 | M | 15,807 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 15,807 | 0 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.
- F3Incentive stock options exercisable in three equal annual installments beginning 07/12/2006.
- F4Non-qualified stock options exercisable in three equal annual installments beginning 07/12/2006.