SEC Form 4 · accession 0001209191-15-011168
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Stich
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Feb 6, 2015 | M | 6,000 | $15.5422 | A | 59,888 | D | |
| Diodes Incorporated Common Stock | Feb 6, 2015 | S | 4,400 | $28.01 | D | 55,488 | D | |
| Diodes Incorporated Common Stock | holding | — | — | — | 7,312 | I | Stich Family Holdings, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/12/05 DIOD NQSOF4,F3 | $15.5422 | Feb 6, 2015 | M | 6,000 | D | Jul 12, 2006 | Jul 12, 2015 | Diodes Incorporated Common Stock - Diodes | 6,000 | 30,000 | D |
Explanation of responses
- F1Exercise pursuant to previously filed 10b5-1 Plan.
- F2Sale pursuant to previously filed 10b5-1 Plan.
- F3Non-qualified stock options exercisable in three equal annual installments beginning 07/12/2006.
- F4Granted under Rule 16b-3 Plan.