SEC Form 4 · accession 0001187376-18-000002
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren A Stephens
Director
Period of report
Aug 17, 2018
Accepted (ET)
Aug 22, 2018 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class AF1,F2 | Aug 17, 2018 | P | 10,000 | $76.408 | A | 25,102 | I | By trust |
| Common Class A | holding | — | — | — | 121,536 | I | By Stephens Investments Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from 76.97 to 76.15. The price reported above reflects the weighted average purchase price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Reflects transfer to personal trust of 1,600 shares previously reported as directly owned.