SEC Form 4 · accession 0000028917-19-000035
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Dillard II
Officer — CEO, Chairman of the Board · Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class AF3 | Dec 31, 2018 | A | 166 | $59.96 | A | 1,092,227 | D | |
| Common Class AF1 | holding | — | — | — | 41,496 | I | See Footnote | |
| Common Class AF2 | holding | — | — | — | 7,300 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by W.D. Company, Inc. The reporting person owns 27.4% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis.
- F2Trustee of GST Trust
- F3Since the date of the reporting person's last report, 472 shares previously owned through the 401(k) plan were rolled over into a self-directed IRA.
Remarks
Remarks: The reporting person disclaims beneficial ownership of the shares reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.