SEC Form 4 · accession 0000028917-17-000297
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Dillard
Officer — Executive Vice President · Director
Period of report
Oct 23, 2017
Accepted (ET)
Oct 25, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class A | Oct 23, 2017 | A | 22 | $55.03 | A | 576,428 | D | |
| Common Class A - Retirement Plan | holding | — | — | — | 37,133 | D | ||
| Common Class AF1 | holding | — | — | — | 41,496 | I | See Footnote | |
| Common Class AF2 | holding | — | — | — | 7,300 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by W.D. Company, Inc. The reporting person owns 26.3% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis.
- F2Trustee of GST Trust
Remarks
Remarks: The reporting person disclaims beneficial ownership of the shares reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.