SEC Form 4 · accession 0000028917-17-000002
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Dillard II
Officer — CEO, Chairman of Board · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class A | Jan 3, 2017 | A | 186 | $61.90 | A | 1,080,670 | D | |
| Common Class A - Retirement Plan | holding | — | — | — | 147 | D | ||
| Common Class AF1 | holding | — | — | — | 41,496 | I | See footnote (1) | |
| Common Class AF2 | holding | — | — | — | 7,300 | I | See footnote (2) | |
| Common Class BF1 | holding | — | — | — | 3,985,776 | I | See footnote (1) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by W.D. Company. The reporting person owns 27.4% of W.D. Company and is one of its directors and officers.
- F2Trustee of GST Trust
Remarks
Remarks: The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein.