SEC Form 4 · accession 0000028917-16-000421
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Dillard
Officer — President · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class A | Dec 16, 2016 | G | 1,720 | $0.00 | D | 1,006,123 | D | |
| Common Class A - Retirement Plan | holding | — | — | — | 147 | D | ||
| Common Class AF1 | holding | — | — | — | 41,496 | I | See Footnote (1) | |
| Common Class AF2 | holding | — | — | — | 7,300 | I | See Footnote (2) | |
| Common Class AF3 | holding | — | — | — | 36,000 | I | See Footnote (3) | |
| Common Class BF1 | holding | — | — | — | 3,985,776 | I | See Footnote (1) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by W.D. Company. The reporting person owns 27.93% of W.D. Company and is one of its directors.
- F2Trustee of GST Trust
- F3Owned by Spouse