SEC Form 4 · accession 0000028917-16-000409
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Dillard
Officer — Executive Vice President · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class A | Nov 21, 2016 | A | 18 | $69.35 | A | 573,336 | D | |
| Common Class A - Retirement Plan | holding | — | — | — | 36,634 | D | ||
| Common Class AF1 | holding | — | — | — | 41,496 | I | See Footnote (1) | |
| Common Class AF2 | holding | — | — | — | 7,300 | I | See Footnote (2) | |
| Common Class BF1 | holding | — | — | — | 3,985,776 | I | See Footnote (1) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by W.D. Company. The reporting person owns 26.27% of W.D. Company and is one of its directors and officers.
- F2Trustee of GST Trust