SEC Form 5 · accession 0000028917-15-000043
DILLARD'S, INC. · DDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T. Dillard III
Officer — Vice President
Period of report
Jan 31, 2015
Accepted (ET)
Mar 11, 2015 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Class A | Nov 14, 2014 | G | 90 | $0.00 | D | 25,684 | D | |
| Common Stock - Retirement PlanF3 | holding | — | — | — | 11,729 | D | ||
| Common Class AF1 | holding | — | — | — | 108,020 | I | See footnote (1) | |
| Common Class AF2 | holding | — | — | — | 19,480 | I | See footnote (2) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Trustee on children's trust account.
- F2Owned by spouse
- F3Between February 2, 2014 and January 31, 2015, the reporting person acquired 292 shares of Dillard's Common Class A stock under the Dillard's 401(k) plan. This acquisiton is exempt under Rule 16b-3(c).