SEC Form 4 · accession 0000028823-19-000072

DIEBOLD NIXDORF, Inc · DBD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Services

Period of report

Mar 4, 2019

Accepted (ET)

Mar 5, 2019 · 4:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000028823

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Mar 4, 2019	P	1,000	$8.89	A	1,000	I	By Spouse
Common Shares^F2,F3	Mar 4, 2019	P	5,070	$8.98	A	124,272	D
Common Shares^F4,F3	Mar 4, 2019	P	5,060	$9.02	A	129,332	D
Common Shares^F5,F3	Mar 4, 2019	P	9,870	$9.07	A	139,202	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Options^F6	$26.60	holding	—	—	—	Feb 8, 2018	Feb 7, 2027	Common Shares	49,650	49,650	D
Non-Qualified Stock Option^F7	$18.75	holding	—	—	—	Feb 1, 2019	Feb 1, 2028	Common Shares	30,278	30,278	D
Non-Qualified Stock Option^F7	$4.08	holding	—	—	—	Jan 29, 2020	Jan 29, 2029	Common Shares	47,407	47,407	D

F1Original purchase price was EUR 7.82. USD amount based on the currency exchange rate for purchase date.
F2Original purchase price was EUR 7.90. USD amount based on the currency exchange rate for purchase date.
F3Number includes restricted stock units.
F4Original purchase price was EUR 7.94. USD amount based on the currency exchange rate for purchase date.
F5Original purchase price was EUR 7.98. USD amount based on the currency exchange rate for purchase date.
F6Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F7Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.