SEC Form 4 · accession 0000028823-19-000028
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ulrich Naher
Officer — SVP, Systems
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 1, 2019 | F | 2,786 | $4.36 | D | 116,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF3 | $26.60 | holding | — | — | — | Feb 8, 2018 | Feb 7, 2027 | Common Shares | 49,650 | 49,650 | D |
| Non-Qualified Stock OptionF4 | $18.75 | holding | — | — | — | Feb 1, 2019 | Feb 1, 2028 | Common Shares | 30,278 | 30,278 | D |
| Non-Qualified Stock OptionF4 | $4.08 | holding | — | — | — | Jan 29, 2020 | Jan 29, 2029 | Common Shares | 47,407 | 47,407 | D |
Explanation of responses
- F1Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
- F2Number includes restricted stock units.
- F3Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
- F4Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.