SEC Form 4 · accession 0000028823-18-000107
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerrard Schmid
Officer — President and CEO · Director
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 8:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 4, 2018 | P | 8,300 | $11.80 | A | 117,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $15.35 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2028 | Common Shares | 192,049 | 192,049 | D |
Explanation of responses
- F1Number includes restricted stock units.
- F2Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.