SEC Form 4 · accession 0000028823-18-000098
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia A Lang
Officer — VP and Chief People Officer
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Apr 27, 2018 | F | 362 | $16.15 | D | 18,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $33.24 | holding | — | — | — | Sep 4, 2013 | Sep 4, 2022 | Common Shares | 5,000 | 5,000 | D |
| Non-Qualified Stock OptionF3 | $29.87 | holding | — | — | — | Feb 6, 2014 | Feb 6, 2023 | Common Shares | 4,650 | 4,650 | D |
| Non-Qualified Stock OptionF3 | $34.13 | holding | — | — | — | Feb 11, 2015 | Feb 11, 2024 | Common Shares | 9,077 | 9,077 | D |
| Non-Qualified Stock OptionF4 | $18.75 | holding | — | — | — | Feb 1, 2019 | Feb 1, 2028 | Common Shares | 13,364 | 13,364 | D |
Explanation of responses
- F1Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award
- F2Number includes restricted stock units.
- F3Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
- F4Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.