SEC Form 4 · accession 0000028823-18-000009
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jurgen Wunram
Officer — Interim CEO and COO · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 1, 2018 | A | 26,717 | $18.75 | A | 37,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF4 | $18.75 | Feb 1, 2018 | A | 67,428 | A | Feb 1, 2019 | Feb 1, 2028 | Common Shares | 67,428 | 67,428 | D |
| Non-Qualified Stock OptionsF3 | $26.60 | holding | — | — | — | Feb 8, 2018 | Feb 7, 2027 | Common Shares | 75,356 | 75,356 | D |
Explanation of responses
- F1Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.
- F2Number includes restricted stock units.
- F3Granted under the 1999 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
- F4Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.