SEC Form 4 · accession 0000028823-17-000124
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Kerr
Officer — SVP, Software
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Aug 4, 2017 | F | 2,994 | $22.55 | D | 20,463 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $38.02 | holding | — | — | — | Aug 4, 2015 | Aug 3, 2024 | Common Stock | 7,751 | 7,751 | D |
| Non-Qualified Stock OptionF3 | $32.33 | holding | — | — | — | Feb 5, 2016 | Feb 4, 2025 | Common Shares | 22,735 | 22,735 | D |
| Non-Qualified Stock OptionF3 | $27.39 | holding | — | — | — | Feb 3, 2017 | Feb 2, 2026 | Common Shares | 23,744 | 23,744 | D |
| Non-Qualified Stock OptionsF3 | $26.60 | holding | — | — | — | Feb 8, 2018 | Feb 7, 2027 | Common Shares | 44,408 | 44,408 | D |
Explanation of responses
- F1Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award
- F2Number includes restricted stock units.
- F3Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.