SEC Form 4 · accession 0000028823-17-000120
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olaf Robert Heyden
Officer — SVP, Services
Period of report
Jul 26, 2017
Accepted (ET)
Jul 26, 2017 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jul 26, 2017 | P | 2,000 | $23.28 | A | 7,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF3 | $26.60 | holding | — | — | — | Feb 8, 2018 | Feb 7, 2027 | Common Shares | 49,650 | 49,650 | D |
Explanation of responses
- F1The aggregate purchase price for the 2,000 Common Shares was 39.990,00 Euros. The purchase price per share in Column 4 of Table I was calculated based on the aggregate purchase price divided by the number of Common Shares purchased. The purchase price per share is shown in U.S. dollars and was converted based on the currency exchange as of the transaction date.
- F2Number includes restricted stock units.
- F3Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.