SEC Form 4 · accession 0000028823-16-000183
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry D G Wallace
Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Apr 21, 2016 | A | 4,504 | $27.42 | A | 33,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $42.24 | holding | — | — | — | Apr 27, 2007 | Apr 27, 2016 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Award of Deferred Shares
- F2Number includes Deferred Shares.
- F3Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.