SEC Form 4 · accession 0000028823-16-000123
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Leiken
Officer — SVP, CLO and Secretary
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 3, 2016 | A | 3,342 | $27.39 | A | 7,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $27.39 | Feb 3, 2016 | A | 24,581 | A | Feb 3, 2017 | Feb 3, 2026 | Common Shares | 24,581 | 24,581 | D |
| Non-Qualified Stock OptionF3 | $32.33 | holding | — | — | — | Feb 5, 2016 | Feb 5, 2025 | Common Shares | 21,397 | 21,397 | D |
Explanation of responses
- F1Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Incorporated common stock.
- F2Number includes restricted stock units.
- F3Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.