SEC Form 4 · accession 0000028823-15-000105
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip R Cox
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 10, 2015 | S | 200 | $32.045 | D | 27,046 | D | |
| Common SharesF1 | Dec 10, 2015 | S | 300 | $32.045 | D | 26,746 | D | |
| Common SharesF1 | Dec 10, 2015 | S | 100 | $32.03 | D | 26,646 | D | |
| Common SharesF1 | Dec 10, 2015 | S | 200 | $32.02 | D | 26,446 | D | |
| Common SharesF1 | Dec 10, 2015 | S | 300 | $32.01 | D | 26,146 | D | |
| Common SharesF1 | Dec 10, 2015 | S | 2,062 | $32.00 | D | 24,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $42.24 | holding | — | — | — | Apr 27, 2007 | Apr 26, 2016 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Number includes Deferred Shares.
- F2Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.