SEC Form 4 · accession 0000028823-15-000012
DIEBOLD NIXDORF, Inc · DBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Mayes Jr.
Officer — EVP & Chief Operating Officer
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028823
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 5, 2015 | A | 8,659 | $32.33 | A | 63,042 | D | |
| Common SharesF3,F2 | Feb 8, 2015 | F | 1,544 | $32.90 | D | 61,498 | D | |
| Common StockF4 | holding | — | — | — | 5,461 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF5 | $32.33 | Feb 5, 2015 | A | 73,553 | A | Feb 5, 2016 | Feb 5, 2025 | Common Shares | 73,553 | 73,553 | D |
| Non-Qualified Stock OptionF5 | $34.13 | holding | — | — | — | Feb 12, 2015 | Feb 12, 2024 | Common Stock | 62,405 | 62,405 | D |
| Non-Qualified Stock OptionF5 | $24.79 | holding | — | — | — | Feb 11, 2010 | Feb 11, 2019 | Common Stock | 3,750 | 3,750 | D |
| Non-Qualified Stock OptionF5 | $34.89 | holding | — | — | — | Feb 8, 2013 | Feb 8, 2022 | Common Stock | 25,000 | 25,000 | D |
| Non-Qualified Stock OptionF5 | $32.67 | holding | — | — | — | Feb 10, 2012 | Feb 10, 2021 | Common Stock | 20,000 | 20,000 | D |
| Non-Qualified Stock OptionF5 | $47.27 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 9,500 | 9,500 | D |
| Non-Qualified Stock OptionF5 | $27.88 | holding | — | — | — | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 7,500 | 7,500 | D |
| Non-Qualified Stock OptionF5 | $29.87 | holding | — | — | — | Feb 6, 2014 | Feb 6, 2023 | Common Stock | 44,379 | 44,379 | D |
| Non-Qualified Stock OptionF5 | $39.43 | holding | — | — | — | Feb 20, 2007 | Feb 20, 2016 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Incorporated common stock.
- F2Number includes restricted stock units.
- F3Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award
- F4Number of 401(k) shares owned as of most current statement; fractional shares omitted.
- F5Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.