SEC Form 4 · accession 0000028412-19-000031
COMERICA INC /NEW/ · CMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Babb Jr.
Officer — Chairman & CEO · Director
Period of report
Jan 26, 2019
Accepted (ET)
Jan 29, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2019 | F | 3,223 | $82.07 | D | 652,505 | D | |
| Common StockF2 | Jan 27, 2019 | F | 1,256 | $82.07 | D | 651,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $33.79 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 34,700 | 34,700 | D |
| Employee Stock Option (right to buy)F3 | $49.51 | holding | — | — | — | Jan 21, 2015 | Jan 21, 2024 | Common Stock | 27,863 | 27,863 | D |
| Employee Stock Option (right to buy)F3 | $42.32 | holding | — | — | — | Jan 27, 2016 | Jan 27, 2025 | Common Stock | 31,495 | 31,495 | D |
| Employee Stock Option (right to buy)F3 | $32.97 | holding | — | — | — | Jan 26, 2017 | Jan 26, 2026 | Common Stock | 36,145 | 36,145 | D |
| Employee Stock Option (right to buy)F3 | $67.66 | holding | — | — | — | Jan 24, 2018 | Jan 24, 2027 | Common Stock | 18,220 | 18,220 | D |
| Employee Stock Option (right to buy)F3 | $95.25 | holding | — | — | — | Jan 23, 2019 | Jan 23, 2028 | Common Stock | 14,150 | 14,150 | D |
| Employee Stock Option (right to buy)F3 | $80.17 | holding | — | — | — | Jan 22, 2020 | Jan 22, 2029 | Common Stock | 18,935 | 18,935 | D |
Explanation of responses
- F1Includes shares acquired through employee stock plans, shares purchased with reinvested dividends, restricted stock units and stock units held pursuant to a deferred compensation plan as of January 26, 2019.
- F2Includes shares acquired through employee stock plans, shares purchased with reinvested dividends, restricted stock units and stock units held pursuant to a deferred compensation plan as of January 27, 2019.
- F3The options vest in four equal annual installments (based on the original grant amount) beginning on the date indicated in this column.