SEC Form 4 · accession 0000028412-18-000051

· CMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David E Duprey

Officer — EVP

Period of report

Jan 27, 2018

Accepted (ET)

Jan 30, 2018 · 5:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000028412

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 27, 2018	F	430	$95.81	D	90,935	D
Common Stock^F2	Jan 29, 2018	M	4,055	$49.51	A	94,990	D
Common Stock^F3,F2	Jan 29, 2018	S	4,055	$95.378	D	90,935	D
Common Stock^F2	Jan 29, 2018	M	3,510	$42.32	A	94,445	D
Common Stock^F4,F2	Jan 29, 2018	S	3,510	$95.238	D	90,935	D
Common Stock^F2	Jan 29, 2018	M	2,685	$32.97	A	93,620	D
Common Stock^F5,F2	Jan 29, 2018	S	2,685	$95.163	D	90,935	D
Common Stock^F2	Jan 29, 2018	M	1,043	$67.66	A	91,978	D
Common Stock^F6,F2	Jan 29, 2018	S	1,043	$95.564	D	90,935	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F7	$49.51	Jan 29, 2018	M	4,055	D	Jan 21, 2015	Jan 21, 2024	Common Stock	4,055	0	D
Employee Stock Option (right to buy)^F7	$42.32	Jan 29, 2018	M	3,510	D	Jan 27, 2016	Jan 27, 2025	Common Stock	3,510	1,170	D
Employee Stock Option (right to buy)^F7	$32.97	Jan 29, 2018	M	2,685	D	Jan 26, 2017	Jan 26, 2026	Common Stock	2,685	2,685	D
Employee Stock Option (right to buy)^F7	$67.66	Jan 29, 2018	M	1,043	D	Jan 24, 2018	Jan 24, 2027	Common Stock	1,043	3,132	D

Explanation of responses

F1Includes shares acquired through employee stock plans, restricted stock units and shares purchased with reinvested dividends as of January 27, 2018.
F2Includes shares acquired through employee stock plans, restricted stock units and shares purchased with reinvested dividends as of January 29, 2018.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.23 to $95.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.17 to $95.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.09 to $95.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.53 to $95.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4.
F7The options vest in four equal annual installments (based on the original grant amount) beginning on the date indicated in this column.