SEC Form 4 · accession 0000028412-17-000041

· CMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and CFO

Period of report

Jan 30, 2017

Accepted (ET)

Feb 1, 2017 · 4:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000028412

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 30, 2017	M	18,500	$39.16	A	105,754	D
Common Stock^F2,F1	Jan 30, 2017	S	18,500	$67.965	D	87,254	D
Common Stock^F1	Jan 30, 2017	M	18,500	$39.10	A	105,754	D
Common Stock^F3,F1	Jan 30, 2017	S	18,500	$67.96	D	87,254	D
Common Stock^F4	Jan 31, 2017	M	17,500	$29.60	A	104,754	D
Common Stock^F5,F4	Jan 31, 2017	S	17,500	$67.567	D	87,254	D
Common Stock^F4	Jan 31, 2017	M	4,500	$33.79	A	91,754	D
Common Stock^F4	Jan 31, 2017	S	4,500	$67.579	D	87,254	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F6	$39.16	Jan 30, 2017	M	18,500	D	Jul 27, 2011	Jul 27, 2020	Common Stock	18,500	0	D
Employee Stock Option (right to buy)^F6	$39.10	Jan 30, 2017	M	18,500	D	Jan 25, 2012	Jan 25, 2021	Common Stock	18,500	0	D
Employee Stock Option (right to buy)^F6	$29.60	Jan 31, 2017	M	17,500	D	Jan 24, 2013	Jan 24, 2022	Common Stock	17,500	0	D
Employee Stock Option (right to buy)^F6	$33.79	Jan 31, 2017	M	4,500	D	Jan 22, 2014	Jan 22, 2023	Common Stock	4,500	0	D
Employee Stock Option (right to buy)^F6	$49.51	holding	—	—	—	Jan 21, 2015	Jan 21, 2024	Common Stock	4,055	4,055	D
Employee Stock Option (right to buy)^F6	$42.32	holding	—	—	—	Jan 27, 2016	Jan 27, 2025	Common Stock	4,680	4,680	D
Employee Stock Option (right to buy)^F6	$32.97	holding	—	—	—	Jan 26, 2017	Jan 26, 2026	Common Stock	5,370	5,370	D
Employee Stock Option (right to buy)^F6	$67.66	holding	—	—	—	Jan 24, 2018	Jan 24, 2027	Common Stock	4,175	4,175	D

F1Includes shares acquired through employee stock plans and shares purchased with reinvested dividends as of January 30, 2017.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.81 to $68.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (5) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.81 to $68.14, inclusive.
F4Includes shares acquired through employee stock plans and shares purchased with reinvested dividends as of January 31, 2017.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.55 to $67.65, inclusive.
F6The options vest in four equal annual installments (based on the original grant amount) beginning on the date indicated in this column.