SEC Form 4 · accession 0000028412-17-000023
COMERICA INC /NEW/ · CMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Babb Jr.
Officer — Chairman & CEO · Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000028412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2017 | F | 39,140 | $67.66 | D | 528,602 | D | |
| Common StockF2,F1 | Jan 24, 2017 | A | 7,980 | $0.00 | A | 536,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $67.66 | Jan 24, 2017 | A | 18,220 | A | Jan 24, 2018 | Jan 24, 2027 | Common Stock | 18,220 | 18,220 | D |
| Employee Stock Option (right to buy)F3 | $37.45 | holding | — | — | — | Jan 22, 2009 | Jan 22, 2018 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock Option (right to buy)F3 | $17.32 | holding | — | — | — | Jan 27, 2010 | Jan 27, 2019 | Common Stock | 83,600 | 83,600 | D |
| Employee Stock Option (right to buy)F3 | $39.16 | holding | — | — | — | Jul 27, 2011 | Jul 27, 2020 | Common Stock | 61,500 | 61,500 | D |
| Employee Stock Option (right to buy)F3 | $39.10 | holding | — | — | — | Jan 25, 2012 | Jan 25, 2021 | Common Stock | 115,300 | 115,300 | D |
| Employee Stock Option (right to buy)F3 | $29.60 | holding | — | — | — | Jan 24, 2013 | Jan 24, 2022 | Common Stock | 121,400 | 121,400 | D |
| Employee Stock Option (right to buy)F3 | $33.79 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 34,700 | 34,700 | D |
| Employee Stock Option (right to buy)F3 | $49.51 | holding | — | — | — | Jan 21, 2015 | Jan 21, 2024 | Common Stock | 27,863 | 27,863 | D |
| Employee Stock Option (right to buy)F3 | $42.32 | holding | — | — | — | Jan 27, 2016 | Jan 27, 2025 | Common Stock | 31,495 | 31,495 | D |
| Employee Stock Option (right to buy)F3 | $32.97 | holding | — | — | — | Jan 26, 2017 | Jan 26, 2026 | Common Stock | 36,145 | 36,145 | D |
Explanation of responses
- F1Includes shares acquired through employee stock plans, shares purchased with reinvested dividends and stock units held pursuant to a deferred compensation plan as of January 24, 2017.
- F2Shares of restricted stock awarded under issuer's Long-Term Incentive Plan.
- F3The options vest in four equal annual installments (based on the original grant amount) beginning on the date indicated in this column.