SEC Form 4 · accession 0001218164-15-000014
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracey G Engelhardt
Officer — VP, Direct-to-Consumer Segment
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | A | 745 | $0.00 | A | 7,596 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF3 | $67.08 | Feb 12, 2015 | A | 3,208 | A | Feb 12, 2016 | Feb 12, 2022 | Common Stock | 3,208 | 3,208 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | Jan 20, 2017 | Common Stock | 759 | 759 | D |
| Common Stock OptionF3 | $25.45 | holding | — | — | — | Feb 16, 2013 | Feb 16, 2019 | Common Stock | 1,167 | 1,167 | D |
| Common Stock OptionF3 | $26.31 | holding | — | — | — | Jul 16, 2013 | Jul 16, 2019 | Common Stock | 2,680 | 2,680 | D |
| Common Stock OptionF3 | $38.80 | holding | — | — | — | Feb 20, 2014 | Feb 20, 2020 | Common Stock | 6,800 | 6,800 | D |
| Common Stock OptionF3 | $50.32 | holding | — | — | — | Feb 27, 2015 | Feb 27, 2021 | Common Stock | 3,866 | 3,866 | D |
Explanation of responses
- F1Total ownership includes 1,738 shares of restricted stock.
- F2Restricted Stock Units were awarded on 1/20/2015 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2014 annual incentive compensation in restricted stock units in lieu of cash.
- F3Options vest in three equal installments on the three succeeding anniversary dates of grant, provided the holder remains in the employ of the Company. Date entered reflects date on which first installment vests(ed).