SEC Form 4 · accession 0001218164-15-000003
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malcolm McRoberts
Officer — Senior Vice President, SBS
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | M | 3,196 | — | A | 28,250 | D | |
| Common StockF2 | Jan 22, 2015 | F | 1,145 | $64.79 | D | 27,105 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 22, 2015 | M | 3,196 | D | — | Jan 22, 2015 | Common Stock | 3,196 | 0 | D |
| Restricted Stock UnitsF4 | $0.00 | Jan 20, 2015 | A | 1,882 | A | — | Jan 20, 2017 | Common Stock | 1,882 | 1,882 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | Jan 21, 2016 | Common Stock | 2,128 | 2,128 | D |
| Common Stock OptionF5 | $25.59 | holding | — | — | — | Feb 16, 2012 | Feb 16, 2018 | Common Stock | 12,600 | 12,600 | D |
| Common Stock OptionF5 | $25.11 | holding | — | — | — | Mar 1, 2012 | Mar 1, 2018 | Common Stock | 4,900 | 4,900 | D |
| Common Stock OptionF5 | $25.45 | holding | — | — | — | Feb 16, 2013 | Feb 16, 2019 | Common Stock | 28,200 | 28,200 | D |
| Common Stock OptionF5 | $38.80 | holding | — | — | — | Feb 20, 2014 | Feb 20, 2020 | Common Stock | 21,900 | 21,900 | D |
| Common Stock OptionF5 | $50.32 | holding | — | — | — | Feb 27, 2015 | Feb 27, 2021 | Common Stock | 12,372 | 12,372 | D |
Explanation of responses
- F1Vesting and conversion into shares on a one-for-one basis of restricted stock units awarded on 1/22/13 under the Company's Long-Term Incentive Plan. Award of units resulted from an election by executive to receive 2012 annual incentive compensation in restricted stock units in lieu of cash.
- F2Total ownership includes 3,176 shares of restricted stock.
- F3Restricted Stock Units were awarded on 1/21/2014 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2013 annual incentive compensation in restricted stock units in lieu of cash.
- F4Restricted Stock Units were awarded on 1/20/2015 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2014 annual incentive compensation in restricted stock units in lieu of cash.
- F5Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).