SEC Form 4/A · accession 0001179110-18-003839
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D Filby
Officer — Sr. V.P., Financial Service
Period of report
Feb 21, 2018
Accepted (ET)
Mar 8, 2018 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | A | 2,561 | $0.00 | A | 23,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF3,F2 | $73.21 | Feb 21, 2018 | A | 11,982 | A | Feb 21, 2019 | Feb 21, 2025 | Common Stock | 11,982 | 11,982 | D |
Explanation of responses
- F1The reporting person's Form 4 filed on February 23, 2018 inadvertently overstated the restricted stock award by 717 shares.
- F2Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).
- F3The reporting person's Form 4 filed on February 23, 2018 inadvertently overstated the stock option award by 3,355 shares.