SEC Form 4 · accession 0000027996-18-000099
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracey G Engelhardt
Officer — SVP, Direct-to-Consumer
Period of report
Feb 28, 2018
Accepted (ET)
Sep 17, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2018 | G | 480 | $0.00 | D | 12,190 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | Jan 24, 2019 | Common Stock | 708 | 708 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | Jan 19, 2020 | Common Stock | 715 | 715 | D |
| Common Stock OptionF4 | $38.80 | holding | — | — | — | Feb 20, 2014 | Feb 20, 2020 | Common Stock | 6,800 | 6,800 | D |
| Common Stock OptionF4 | $50.32 | holding | — | — | — | Feb 27, 2015 | Feb 27, 2021 | Common Stock | 3,866 | 3,866 | D |
| Common Stock OptionF4 | $67.08 | holding | — | — | — | Feb 12, 2016 | Feb 12, 2022 | Common Stock | 3,208 | 3,208 | D |
| Common Stock OptionF4 | $54.30 | holding | — | — | — | Feb 17, 2017 | Feb 17, 2023 | Common Stock | 6,362 | 6,362 | D |
| Common Stock OptionF4 | $75.61 | holding | — | — | — | Feb 23, 2018 | Feb 23, 2024 | Common Stock | 3,885 | 3,885 | D |
| Common Stock OptionF4 | $73.21 | holding | — | — | — | Feb 21, 2019 | Feb 21, 2025 | Common Stock | 4,793 | 4,793 | D |
Explanation of responses
- F1Total ownership includes 2,627 shares of restricted stock.
- F2Restricted Stock Units were awarded on 1/24/17 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2016 annual incentive compensation in restricted stock units in lieu of cash.
- F3Restricted Stock Units were awarded on 1/19/18 under the Company's Long-Term Incentive Plan. The units will vest and be converted into common stock on the second anniversary of the date of grant if, subject to certain exceptions, the holder remains in the employ of the Company through such date. Award results from an advance election by executive to receive a portion of their 2017 annual incentive compensation in restricted stock units in lieu of cash.
- F4Options vest in three equal installments on the three succeeding anniversary dates of grant, provided the holder remains in the employ of the Company. Date entered reflects date on which first installment vests(ed).