SEC Form 4 · accession 0000027996-18-000052
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Filby
Officer — Sr. V.P., Financial Services
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 7,028 | $54.30 | A | 30,737 | D | |
| Common Stock | Mar 13, 2018 | M | 4,135 | $67.08 | A | 34,872 | D | |
| Common StockF1 | Mar 13, 2018 | S | 11,163 | $74.99 | D | 23,709 | D | |
| Common StockF2 | Mar 13, 2018 | S | 4,737 | $75.00 | D | 18,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF3 | $67.08 | Mar 13, 2018 | M | 4,135 | D | Feb 12, 2016 | Feb 12, 2022 | Common Stock | 4,135 | 0 | D |
| Common Stock OptionF3 | $54.30 | Mar 13, 2018 | M | 7,028 | D | Feb 17, 2017 | Feb 17, 2023 | Common Stock | 7,028 | 7,029 | D |
| Common Stock OptionF3 | $75.61 | holding | — | — | — | Feb 23, 2018 | Feb 23, 2024 | Common Stock | 12,141 | 12,141 | D |
| Common Stock OptionF3 | $73.21 | holding | — | — | — | Feb 21, 2019 | Feb 21, 2025 | Common Stock | 11,982 | 11,982 | D |
Explanation of responses
- F1Shares were sold in multiple transactions at prices ranging from $74.72 to $75.00. The price reported is the weighted average sale price. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the selling range.
- F2Total ownership includes 7,772 shares of restricted stock.
- F3Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).