SEC Form 4 · accession 0000027996-18-000022
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Filby
Officer — Sr. V.P., Financial Services
Period of report
Feb 12, 2018
Accepted (ET)
Feb 13, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2018 | F | 881 | $70.20 | D | 21,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $23.81 | holding | — | — | — | Apr 30, 2013 | Apr 30, 2019 | Common Stock | 2,285 | 2,285 | D |
| Common Stock OptionF2 | $67.08 | holding | — | — | — | Feb 12, 2016 | Feb 12, 2022 | Common Stock | 4,135 | 4,135 | D |
| Common Stock OptionF2 | $54.30 | holding | — | — | — | Feb 17, 2017 | Feb 17, 2023 | Common Stock | 14,057 | 14,057 | D |
| Common Stock OptionF2 | $75.61 | holding | — | — | — | Feb 23, 2018 | Feb 23, 2024 | Common Stock | 12,141 | 12,141 | D |
Explanation of responses
- F1Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock. Total ownership includes 6,037 shares of restricted stock.
- F2Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).