SEC Form 4 · accession 0000027996-18-000003
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Filby
Officer — Sr. V.P., Financial Services
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2018 | A | 2,730 | — | A | 23,185 | D | |
| Common StockF2 | Jan 19, 2018 | F | 903 | $77.36 | D | 22,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF3 | $23.81 | holding | — | — | — | Apr 30, 2013 | Apr 30, 2019 | Common Stock | 2,285 | 2,285 | D |
| Common Stock OptionF3 | $67.08 | holding | — | — | — | Feb 12, 2016 | Feb 12, 2022 | Common Stock | 4,135 | 4,135 | D |
| Common Stock OptionF3 | $54.30 | holding | — | — | — | Feb 17, 2017 | Feb 17, 2023 | Common Stock | 14,057 | 14,057 | D |
| Common Stock OptionF3 | $75.61 | holding | — | — | — | Feb 23, 2018 | Feb 23, 2024 | Common Stock | 12,141 | 12,141 | D |
Explanation of responses
- F1This award reflects the settlement of performance share units that were determined to vest based on the level of achievement of the specified performance targets.
- F2Total ownership includes 8,916 shares of restricted stock.
- F3Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).