SEC Form 4 · accession 0000027996-16-000056
DELUXE CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Filby
Officer — Sr. V.P., Financial Services
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2016 | A | 3,557 | $0.00 | A | 16,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $54.30 | Feb 17, 2016 | A | 21,085 | A | Feb 17, 2017 | Feb 17, 2023 | Common Stock | 21,085 | 21,085 | D |
| Common Stock OptionF2 | $23.81 | holding | — | — | — | Apr 30, 2013 | Apr 30, 2019 | Common Stock | 28,776 | 28,776 | D |
| Common Stock OptionF2 | $38.80 | holding | — | — | — | Feb 20, 2014 | Feb 20, 2020 | Common Stock | 21,900 | 21,900 | D |
| Common Stock OptionF2 | $50.32 | holding | — | — | — | Feb 27, 2015 | Feb 27, 2021 | Common Stock | 12,372 | 12,372 | D |
| Common Stock OptionF2 | $67.08 | holding | — | — | — | Feb 12, 2016 | Feb 12, 2022 | Common Stock | 12,405 | 12,405 | D |
Explanation of responses
- F1Total ownership includes 9,612 shares of resticted stock.
- F2Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).