SEC Form 4/A · accession 0001683168-17-000025
DELTA AIR LINES, INC. · DAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joanne D Smith
Officer — EVP & Chief HR Officer
Period of report
Nov 4, 2016
Accepted (ET)
Jan 5, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2016 | G | 889 | — | D | 70,210 | D | |
| Common StockF2 | holding | — | — | — | 68,133 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares gifted on November 4, 2016 were incorrectly reported as 800. The correct number of shares gifted was 889. This amendment reports the correct number of shares gifted.
- F2In this and subsequent Form 4s filed in November and December 2016, the number of direct shares for the Reporting Person was overstated by 89 due to the above error. Each transaction on these forms was timely and accurately reported. The correct amount beneficially owned at the last transaction date reported, December 16, 2016, was 68,133.