SEC Form 4 · accession 0001019687-16-007077
DELTA AIR LINES, INC. · DAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George N Mattson
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2016 | P | 5,000 | $36.4958 | A | 54,750 | D | |
| Common StockF2,F3 | Aug 3, 2016 | P | 5,000 | $36.4956 | A | 5,000 | I | By an LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were purchased in open market transactions through a broker-dealer at prices ranging from $36.475 to $36.50 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares purchased at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
- F2The reported shares were purchased in open market transactions through a broker-dealer at prices ranging from $36.485 to $36.50 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares purchased at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
- F3The reported shares are owned by a limited liability company controlled by the Reporting Person.