SEC Form 4 · accession 0001019687-15-003268
DELTA AIR LINES, INC. · DAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Anderson
Officer — Chief Executive Officer · Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2015 | S | 500 | $34.61 | D | 456,386 | D | |
| Common StockF1 | Aug 24, 2015 | S | 200 | $37.49 | D | 456,186 | D | |
| Common StockF2 | Aug 24, 2015 | S | 900 | $38.9167 | D | 455,286 | D | |
| Common StockF3 | Aug 24, 2015 | S | 1,200 | $40.0167 | D | 454,086 | D | |
| Common StockF4 | Aug 24, 2015 | S | 5,389 | $41.5328 | D | 448,697 | D | |
| Common StockF5 | Aug 24, 2015 | S | 30,259 | $42.2543 | D | 418,438 | D | |
| Common StockF6 | Aug 24, 2015 | S | 31,751 | $43.1046 | D | 386,687 | D | |
| Common StockF7 | Aug 24, 2015 | S | 4,801 | $43.8423 | D | 381,886 | D | |
| Common Stock | holding | — | — | — | 367,774 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a Rule 10b5-1 trading plan dated October 24, 2014 (the "Trading Plan"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.0499, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (7) to this Form 4.
- F2The shares were sold pursuant to the Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $39.4299, inclusive.
- F3The shares were sold pursuant to the Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.64 to $40.6399, inclusive.
- F4The shares were sold pursuant to the Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.67 to $41.6699, inclusive.
- F5The shares were sold pursuant to the Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.6869 to $42.6868, inclusive.
- F6The shares were sold pursuant to the Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.69 to $43.6899, inclusive
- F7The shares were sold pursuant to the Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.70 to $44.12, inclusive.