SEC Form 4 · accession 0001019687-15-000062
DELTA AIR LINES, INC. · DAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanne D Smith
Officer — EVP & Chief HR Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000027904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 1,500 | $7.99 | A | 62,384 | D | |
| Common Stock | Dec 31, 2014 | S | 1,500 | $49.487 | D | 60,884 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $7.99 | Dec 31, 2014 | M | 1,500 | D | — | Oct 28, 2018 | Common Stock | 1,500 | 78,500 | D |
Explanation of responses
- F1The option vested 20% on May 1, 2009, 20% on November 1, 2009, 20% on May 1, 2010 and 40% on November 1, 2011.