SEC Form 4 · accession 0001183887-17-000207
PIER 1 IMPORTS INC/DE · PIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Carter
Officer — EVP - Compliance & Gen Counsel
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000278130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Oct 31, 2017 | J | 786 | $4.16 | A | 300,804 | D | |
| common stock | Nov 1, 2017 | J | 365 | $4.19 | A | 301,169 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 31, 2017, the Pier 1 Imports, Inc. Stock Purchase Plan purchased in a transaction exempt under Rule 16b-3(c), 785.8702 shares of common stock for October 2017 contributions credited to the reporting person's account. Such shares were purchased at the closing price of the Issuer's common stock on the New York Stock Exchange for October 31, 2017.
- F2On November 1, 2017, the Pier 1 Imports, Inc. Stock Purchase Plan purchased in a transaction exempt under rule 16b-3(c), 364.9618 shares of common stock for the reporting person's account. Such shares are with respect to a $0.07 per common share dividend paid by the Issuer on November 1, 2017 (the dividend payment date) on shares held in the reporting person's account as of October 18, 2017 (the record date for the dividend). The dividend paid was reinvested at the closing price of the Issuer's common stock on the New York Stock Exchange on November 1, 2017.