SEC Form 4 · accession 0001183887-16-000524
PIER 1 IMPORTS INC/DE · PIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Smith
Officer — President & CEO · Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000278130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Sep 6, 2016 | F | 234,676 | $4.65 | D | 346,882 | D | |
| common stock | holding | — | — | — | 1,467,012 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Mutual Termination Agreement and General Release (the "Agreement") was executed on September 6, 2016 to be effective as of September 2, 2016. Pursuant to the Agreement, the securities for the reported transaction were withheld at the closing price of the Issuer's common stock on the New York Stock Exchange on September 6, 2016.