SEC Form 4 · accession 0001183887-15-000009
PIER 1 IMPORTS INC/DE · PIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Humenesky
Officer — Exec Vice Pres/Human Resources
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000278130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 31, 2014 | J | 81 | $15.40 | A | 105,587 | D | |
| common stockF2 | Jan 2, 2015 | M | 5,000 | $7.77 | A | 110,587 | D | |
| common stockF2 | Jan 2, 2015 | S | 5,000 | $15.48 | D | 105,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2,F3 | $7.77 | Jan 2, 2015 | M | 5,000 | D | — | Apr 13, 2017 | common stock | 5,000 | 0 | D |
Explanation of responses
- F1On December 31, 2014, the Pier 1 Imports, Inc. Stock Purchase Plan, restated as amended, purchased in a transaction exempt under Rule 16b-3(c), 81.1688 shares of common stock for December 2014 contributions credited to the reporting person's account. Such shares were purchased at the closing price of the Issuer's common stock on the New York Stock Exchange for December 31, 2014.
- F2Exercise and subsequent sale of shares pursuant to a Rule 10b5-1 trading plan effective July 21, 2014.
- F3The option vested in four equal installments on April 13, 2008, 2009, 2010 and 2011.