SEC Form 4 · accession 0001140361-18-018044
PIER 1 IMPORTS INC/DE · PIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
TOWLE & CO
10% Owner
Period of report
Apr 6, 2018
Accepted (ET)
Apr 10, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000278130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 6, 2018 | J | 1,580 | $3.43 | D | 8,763,835 | I | See Footnote |
| Common StockF1,F2 | Apr 6, 2018 | J | 615 | $3.43 | A | 8,764,450 | I | See Footnote |
| Common StockF1 | Apr 10, 2018 | P | 275 | $3.5282 | A | 8,764,725 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Towle & Co. is an SEC regulated investment advisor. The number of shares beneficially owned represent shares in client separately managed accounts, which Towle & Co. has trading authority; one investment partnership, which Towle & Co. serves as general partner; one 1940 Act Mutual Fund, which Towle & Co. serves as advisor; and one 1940 Act Mutual Fund and two UCITs based in Ireland, which Towle & Co. servers as subadvisor.
- F2Transactions code J represents a client account termination which transferred PIR shares out in-kind, and a new client account which transferred in PIR shares.