SEC Form 4 · accession 0001140361-18-011930
PIER 1 IMPORTS INC/DE · PIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TOWLE & CO
10% Owner
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000278130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | P | 4,200 | $3.0967 | A | 8,760,990 | I | See Footnote |
| Common StockF1 | Mar 2, 2018 | P | 450 | $3.1178 | A | 8,761,440 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Towle & Co. is an SEC regulated investment advisor. The number of shares beneficially owned represent shares in client separately managed accounts, which Towle & Co. has trading authority; one investment partnership, which Towle & Co. serves as general partner; one 1940 Act Mutual Fund, which Towle & Co. serves as advisor; and one 1940 Act Mutual Fund and two UCITs based in Ireland, which Towle & Co. servers as subadvisor.